Broker Check

Investment Options

Investment Options Available for Your Personal Financial Solutions


  • New York Stock Exchange and Over the Counter Listed Stocks
  • Access To All Other Major Exchanges
  • Foreign Stock American Depository Receipts
  • Margin Accounts and Options
  • 144 and Other Restricted Security Sales
  • Employee Stock Option Plans (ESOP)

Cash Management

  • Daily Sweep Accounts
  • Money Markets
  • Insured CDs

Retirement Accounts

  • Traditional, Roth, SEP, and Simple IRAs
  • Defined Benefit Plans
  • Money-Purchase Pension Plans
  • Profit-Sharing Plans
  • 403(b) Plans for Employers and Employees of Non-Profits
  • Company and Sole Owner 401k Plans

Mutual Funds

Unit Investment Trusts

Exchange Traded Funds (ETF)

Asset Management

  • Independent Manager Selection
  • Performance Monitoring and Reporting
  • Wrap-Fee Account

Corporate, Municipal and Government Bonds


  • Fixed, Equity Indexed and Variable Annuities
  • Term, Variable, Universal and Whole Life
  • Disability
  • Long-Term Care 

Alternative Investments

  • Equipment Leasing
  • Managed Futures
  • Equity-Linked Notes
  • Oil & Gas Programs
  • Tax Credit Programs
  • Real Estate LLC’s
  • Mortgage Funds
  • Real Estate Investment Trusts (REIT)

Education Planning

  • Coverdell Education Plans
  • Multi-State 529 Plans
  • Uniform Gift to Minors Accounts

How Much do You Know About Investment?

These days, investing in financial markets is a common practice. Yet, many Americans remain under-informed about how various investment products really work. Want to know how you rank? Challenge yourself with our brief quiz, "Test Your Investment IQ."